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a Soil and Water Management Research Unit, USDA-ARS, St. Paul, MN 55108
b National Soil Tilth Lab., USDA-ARS, Ames, IA 50011
c Dep. of Agronomy, Iowa State Univ., Ames, IA 50011
* Corresponding author (ochsner{at}umn.edu)
Received for publication April 8, 2005.
| ABSTRACT |
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S), is calculated from soil volumetric heat capacity (C) and temperature. The objectives of this study were to determine how choices regarding zr, C measurements, and
S calculations all affect the accuracy of
S data. Heat transfer theory and data from three field sites were used toward these ends. In some studies, shallow reference depths have been used and
S neglected. Our results indicate that when zr is sufficiently deep to permit accurate heat flux measurements,
S is too large to neglect. Three methods for determining C were evaluated: soil sampling, the ThetaProbe soil moisture sensor, and heat pulse sensors. When C was determined using all three methods simultaneously, the estimates agreed to within 6% on average; however, the temporal variability of C was best recorded with the automated heat pulse sensors. Three approaches for calculating
S were also tested. The common approach of letting C vary in time but neglecting its time derivative caused errors when soil water content was changing. These errors exceeded 200 W m2 in some cases. The simple approach of assuming a constant C performed similarly. We introduce a third approach that accounts for the time derivative of C and yields the most accurate
S data. | INTRODUCTION |
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S).
The heat storage is estimated based on the soil volumetric heat capacity, C, and temperature, T. The formal relationship is
![]() | [1] |
A review of published energy balance studies shows considerable variability in the chosen reference depths. Recent studies have used reference depths ranging from 1 mm (Heusinkveld et al., 2004) to 10 cm (Tanaka et al., 2003). Shallow reference depths are sometimes chosen with the intent of minimizing the integral in Eq. [1] so that heat storage can be neglected (Baldocchi et al., 2000; da Rocha et al., 2004; Heusinkveld et al., 2004; Wilson et al., 2000). A shallow reference depth, however, may create the potential for large errors in soil heat flux measurements (Buchan, 1989). Neglecting heat storage above the reference depth may also lead to significant errors in soil heat flux (Mayocchi and Bristow, 1995). The first objective of this study was to illustrate the magnitude of soil heat storage above the reference depth and to offer some considerations for choosing an appropriate reference depth.
Methods for making the soil temperature measurements required in Eq. [1] are not evaluated in this study. The interested reader is referred to the chapter by McInnes (2002) for a good discussion of methods for measuring soil temperature. Most data acquisition systems used in energy balance studies can readily support high-frequency, long-term soil temperature measurements.
In contrast, soil heat capacity data are more difficult to obtain. One method that has been used for many years is the estimation of heat capacity from water content and bulk density determined by soil sampling (Payero et al., 2005; Sauer et al., 1998; Twine et al., 2000). More commonly now, heat capacity is estimated based on data from soil water content sensors (Giambelluca et al., 2003; Hunt et al., 2002; Kellner, 2001; Ogée et al., 2001; Tanaka et al., 2003). Soil sampling is still required to determine bulk density in this method. A third approach is to measure heat capacity directly using heat pulse sensors (Bremer and Ham, 1999; Ham and Knapp, 1998). The second objective of this study was to compare these three methods for determining soil heat capacity.
To precisely evaluate Eq. [1] would require heat capacity and temperature data that were continuous in depth and time. Such data are rarely if ever available. In practice, approximations to Eq. [1] must be used to accommodate data that are discontinuous. Massman (1993) carefully evaluated some of the errors in heat storage that arise from using such approximations. He showed that using a depth-averaged heat capacity and temperature measurements at two depths led to errors of 3 to 10% in the estimated soil heat flux. He also proposed some weighting factors for the temperature data to reduce these errors. The analysis was based on the assumption that heat capacity did not vary with time. Of course, soil heat capacity does vary with time, especially near the surface. The effects of these temporal variations need to be examined.
The third objective of this study was to evaluate the merits of three different approximations to Eq. [1]. The primary distinguishing feature between the approximations is the manner in which temporal variations in heat capacity are represented. The first and most common approximation is to let heat capacity vary with time, but to assume that the time derivative of heat capacity is negligible (Ogée et al., 2001). The second and simplest approximation is to assume a constant value for heat capacity (Triggs et al., 2004). The third approximation, which we introduce, includes temporal variations in heat capacity and also includes the time derivative of heat capacity.
In summary, the objectives of this study were to determine how choices regarding the reference depth, heat capacity measurements, and approximations to Eq. [1] all affect the accuracy of soil heat storage data. Toward these ends, basic soil heat transfer theory and data from three field sites will be used.
| MATERIALS AND METHODS |
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During the summer of 2002, we measured heat storage in the surface soil from 0 to 6 cm deep in adjacent fields of soybean and corn. The fields were located in central Iowa, a few kilometers south of Kelley. The soils at these sites belong to the ClarionNicolletWebster association (Typic HapludollsAquic HapludollsTypic Haplaquolls). Measurements at both sites began on 18 June and continued until 29 July at the soybean site and 14 August at the corn site. The soybean was planted in eastwest rows with 30-cm row spacing, and the corn was planted in eastwest rows with 76-cm row spacing. The average daily maximum value of net radiation was 634 W m2 at the soybean site and 616 W m2 at the corn site during the measurement period. At the corn site, the ground cover was estimated at 40% on 17 June and reached 95% by 2 July. At the soybean site, the ground cover was estimated at 10% on 17 June and reached 55% by 9 July. Near-complete ground cover at the soybean site was reached around 18 July.
Soil Properties
Some basic physical properties for the 0- to 6-cm soil layer at the three sites are listed in Table 1. These data include the particle-size distributions, organic matter contents, and bulk densities. The particle-size distributions were determined by the hydrometer method (Gee and Or, 2002). The USDA textural class for the soil at the bare soil site was clay, while the soils at the soybean and corn sites were classified as sandy clay loams. The total C content of the soils was determined by dry combustion (Nelson and Sommers, 1996), and organic matter content was estimated based on the total C content. For determining bulk density, 7.6-cm-diameter by 7.6-cm-high soil cores were collected at the bare soil site. The cores were collected with a Uhland core sampler (Uhland, 1949). Bulk density was determined using three such cores representing the 0- to 7.6-cm soil layer. At the soybean and corn sites, samples were obtained by tapping a thin-walled ring (7.3 cm in diameter and 3.7 cm high) into the soil by hand using a small block of wood and a hammer. Then the ring and the soil it contained were excavated with a putty knife. Separate samples were taken for the 0- to 3.7-cm and 3.7- to 7.4-cm soil layers. At the soybean site, four of these small samples were collected, and at the corn site, eight samples were collected. The samples were taken to the lab, weighed, oven dried at 105°C for 24 h, and reweighed to determine bulk density.
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Once water content and bulk density were determined, heat capacity was calculated as the weighted sum of the heat capacities of the various soil constituents (Kluitenberg, 2002). Values for the specific heat of the soil mineral and organic fractions were taken from de Vries (1963) specific heat values. Heat capacity data from this soil sampling method will be identified by CSS.
Soil Moisture Sensor
The second method for estimating heat capacity relied on measurements of volumetric water content using an electromagnetic impedance sensor. At each site, measurements of the average volumetric water content in the top 6 cm of soil were made using a ThetaProbe (Delta-T Devices Ltd., Cambridge, England). The ThetaProbe infers water content based on the transmission and reflection of a 100-MHz sinusoidal electromagnetic signal along four 6-cm-long stainless steel rods embedded in the soil. The ThetaProbe was vertically inserted into the soil during site visits to determine water content; however, automated in situ measurements are possible with the ThetaProbe and most other electromagnetic sensors.
At the bare soil site, water content was estimated using the ThetaProbe from 20 July to 6 August, with an average of 1.6 d between measurements. At the soybean site, ThetaProbe measurements were taken from 3 to 29 July, with an average interval of 2.4 d. At the corn site, measurements were taken from 3 July to 14 August, with an average interval of 2.3 d. The manufacturer's mineral soil calibration was used for all three sites. The resulting volumetric water content data were used along with measured bulk density and organic matter values and the de Vries (1963) specific heat values to obtain the ThetaProbe heat capacity estimates (CTP).
Heat Pulse Sensors
Direct measurement using heat pulse sensors was the third method that we evaluated for determining heat capacity. To measure heat capacity using a heat pulse sensor, a brief pulse of heat is introduced by the sensor's small heating element (34 cm long,
1-mm diam.) and the resulting temperature increase 6 mm away at the sensing needle is measured and recorded. The maximum temperature increase is inversely proportional to the heat capacity (Campbell et al., 1991).
Two different designs of heat pulse sensors were used to measure heat capacity. In 2001, six three-needle heat pulse sensors based on the design of Ren et al. (1999) were installed at the bare soil site. The sensors were installed horizontally at 2, 4, and 6 cm below the soil surface with two sensors at each depth. The center needle was the heating needle and was positioned at the desired depth with temperature sensing needles 6 mm above and below. In 2002, eight two-needle heat pulse sensors (Thermal Logic, Pullman, WA) based on the design of Campbell et al. (1991) were installed at both the soybean site and the corn site. These sensors were installed horizontally at 1.5 and 4.5 cm below the soil surface, with four sensors at each depth. The two-needle sensors were positioned with the heating and sensing needles in the same horizontal plane, and the needle spacing was 6 mm.
The measurement systems for the heat pulse sensors consisted of a datalogger (21x, Campbell Scientific, Logan, UT), a thermocouple multiplexer (AM25T, Campbell Scientific), a multiplexer for the heating circuits (AM416, Campbell Scientific), a reference resistor for measuring the current through the heaters, a relay for switching the current, and a deep-cycle 12-V battery. At the bare soil site, an AM416 multiplexer was used for the thermocouples in place of the AM25T multiplexer. A thermistor (107, Campbell Scientific) was mounted on the center bridge of the multiplexer to provide reference temperature measurements.
The three-needle sensors were heated for 10 s and the two-needle sensors were heated for 8 s. The measured voltage drop across the reference resistor was used to determine the heating power. The temperature of each sensor was measured before heating and one time per second for 75 s after the initiation of heating. For each sensor, the maximum temperature increase and the heating power were used to calculate the heat capacity (CHP). Heat pulse measurements were performed every hour.
The needle spacing for each heat pulse sensor was calibrated by recording measurements of heating power and temperature rise with the sensor immersed in water stabilized with agar (6 g L1) to prevent convection. An in situ matching point calibration procedure was also used. All the heat capacity measurements for each sensor were shifted up or down by a constant value to make the heat capacity measurement from the sensor equal the heat capacity estimate based on soil sampling on the date of the first available soil sampling data. This matching point calibration procedure reduces the variability between sensors (Ochsner et al., 2003).
Heat Storage Calculations
Approximations to Eq. [1] are typically developed by first splitting the integral into two terms:
![]() | [2] |
The second term on the right-hand side of Eq. [2] is neglected in the most common approximation. The neglect of this term is necessary when the time derivative of heat capacity,
C/
t, is unknown, i.e., when determinations of heat capacity are infrequent. Dropping this term and discretizing Eq. [2] gives
![]() | [3] |
Equation [3] splits the soil into N layers and uses the assumptions that heat capacity and temperature are constant with depth inside each layer and that
C/
t is negligible.
The second approximation is a further simplification in which a depth-averaged constant value is used for the heat capacity. Equation [3] then becomes
![]() | [4] |
The constant heat capacity value can be calculated from estimated values of the typical water content and bulk density for the soil.
When heat capacity is determined frequently relative to the time scale of its temporal variability, a more accurate approximation of Eq. [1] can be used. In that case we approximate Eq. [1] by
![]() | [5] |
Equation [5] is more general than Eq. [3] because no assumption regarding the magnitude of
C/
t is necessary. We are not aware of any previous use of this approximation in the context of energy balance studies.
For all sites and methods, soil temperature was measured with Cu-constantan thermocouples at 2, 4, and 6 cm below the surface, and the reference depth was 6 cm. Applying the Massman (1993) corrections at the bare soil site where gradients of heat capacity and temperature were steepest changed the heat storage estimates by only about ±2 W m2. Given the degree of uncertainty in assigning the correction factors, we chose not to use these corrections.
We chose hourly time steps to calculate heat storage. At smaller time steps, temperature measurement errors have larger effects. For example, in a 6-cm soil layer with C = 2 x 106 MJ m3 K1, a 0.1°C error in the measured change in temperature leads to a 13 W m2 error in storage for a 15-min time step but only a 3 W m2 error for a 1-h time step. For hours when heat capacity was not measured (there were intervals of days between measurements of CSS and CTP), we used the most recently measured value of heat capacity that was available. Table 2 provides further details on how Eq. [3]
through [5] were applied.
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| RESULTS AND DISCUSSION |
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) encompassing many soils. Figure 1a shows that, at a depth of 1 cm, the maximum soil heat flux is 7 to 13% less than the maximum at the surface. The discrepancy increases as the reference depth increases. At 10 cm, the maximum soil heat flux is 49 to 74% less than the surface maximum. When heat storage is neglected, soil heat flux is underestimated by these same amounts. These systematic errors in soil heat flux would contribute to overestimating available energy during the daytime in Bowen ratio studies and underestimating daytime energy balance closure in eddy covariance studies.
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Data from the field sites show the magnitude of soil heat storage for a 6-cm reference depth with different levels of canopy cover (Fig. 2 ). The magnitude of soil heat storage increased as ground cover decreased. At the bare soil site, the absolute value of the rate of change of heat storage in the top 6 cm exceeded 70 W m2 10% of the time. At the corn site, the absolute value of heat storage only exceeded 30 W m2 7% of the time. The magnitude of soil heat storage at the soybean site was typically intermediate. Figure 2 can be viewed as showing the magnitude of the error in soil heat flux that would have been caused by neglecting storage.
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In summary, neglecting heat storage will often lead to errors that are large relative to the soil heat flux. Under a dense canopy (e.g., forest) the soil heat flux may be quite small relative to the net radiation and sensible and latent heat fluxes measured above the canopy. In that case, the errors introduced by neglecting heat storage above the reference depth might be acceptable. Soil heat flux, however, is an important component of the energy balance below the canopy, a zone of great ecological interest (Ogée et al., 2001). So even under dense canopies, caution should be used when considering whether to use a shallow reference depth and neglect soil heat storage. No minimum acceptable value for the reference depth is universally applicable, but in general it should not be too shallow and soil heat storage should not be neglected. In our experience, reference depths from 5 to 10 cm produce good results.
Comparing Methods for Measuring Heat Capacity
When CSS, CTP, and CHP were determined simultaneously, all three heat capacity estimates were similar. To compare the heat capacity measurements, the average values of heat capacity for the 0- to 6-cm soil layer were calculated using each method. The 1200 h value of CHP was chosen to compare with the values of CSS and CTP for each day that soil samples and ThetaProbe readings were collected. The 1200 h value was chosen because the soil samples and ThetaProbe readings were usually collected around midday. The mean absolute differences listed in Table 3 indicate the extent of agreement between the three methods. The best agreement is between CTP and CSS at the soybean site, where the mean absolute difference was 0.04 MJ m3 K1 or 2% of the mean value of heat capacity for that site. The poorest agreement was between CTP and CHP at the bare soil site, where the mean absolute difference was 0.15 MJ m3 K1 or 8% of the mean heat capacity for that site.
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The time series of CSS, CTP, and CHP at each site are presented in Fig. 3 along with the time series of daily rainfall measured by tipping bucket rain gauges. These data show that rainfall events caused sudden increases in heat capacity and that these peaks were best recorded by the automated heat pulse sensors. In contrast, capturing the peaks in heat capacity by soil sampling is difficult. For example, at the soybean site, soil sampling before rainfall on 26 July and again on 29 July resulted in a 2.5-d lag between the rainfall and the increase in CSS, and this lag led to a 39% underestimate of heat capacity for that period. In general, the CSS and CTP data show that sampling even three times per week was not frequent enough to consistently record the temporal variations in heat capacity of the near-surface soil.
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C/
t, with the results from using Eq. [5], which includes
C/
t. Ninety-one percent of the data fall within ±10 W m2 of the 1:1 line, but there are some data points from each site that fall >80 W m2 below the 1:1 line. These points correspond to sudden peaks in heat capacity following rainfall events when
C/
t contributed significantly to the heat storage. At these times, the commonly used Eq. [3] resulted in large errors.
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C/
t in Eq. [3] limits the value of automated heat capacity measurements.
The significance of
C/
t is perhaps best illustrated by examining data from around the time of a rainfall event. On the afternoon of 24 July, 20 mm of rain fell at the bare soil site. The time courses of soil heat capacity and temperature for the 0- to 6-cm soil layer are shown in Fig. 5a
. Because
C/
t was significant and positive during infiltration, Eq. [3] and [4], which neglect
C/
t, led to large temporary underestimates of the rate of change of heat storage in the soil (Fig. 5b). During infiltration, soil temperature was decreasing while heat capacity was increasing. The change in heat storage is determined by the interplay of these counteracting processes. Equation [5] yields heat storage estimates that account for these dynamics. The other two calculation methods do not. Patterns like the ones demonstrated in Fig. 5b occurred at all three sites. The largest resulting errors in heat storage using Eq. [3] were 244 W m2 at the bare soil site, 284 W m2 at the soybean site, and 87 W m2 at the corn site.
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C/
t also causes errors in cumulative heat storage estimates. Cumulative heat storage for 24 July at the bare soil site was 0.10 MJ m2 using Eq. [5], 0.58 MJ m2 using the constant heat capacity assumption, and 0.65 MJ m2 using Eq. [3] (Fig. 5c). Thus Eq. [3] caused a 0.55 MJ m2 underestimate of cumulative soil heat storage for the day. In a similar manner, neglecting
C/
t led to small persistent overestimates of cumulative heat storage when the soil surface was drying. For the 9-d drying period beginning on 25 July, Eq. [3] led to a 1.0 MJ m2 overestimate of cumulative heat storage at the bare soil site.
Cautions Regarding Equation [5]
Two notes of caution regarding the use of Eq. [5] should be expressed. First, the measurements of heat capacity must have sufficient resolution to avoid causing unacceptably large errors in storage due to random fluctuations in the measured heat capacity between time steps. For example, consider the heat pulse sensors used at the soybean and corn sites. These sensors used Cu-constantan (Type T) thermocouples to detect the temperature rise caused by the applied heat pulse. These thermocouples produce a signal of about 40 µV °C1. The data logger resolution was 0.33 µV, so the temperature measurement resolution was about 0.0083°C. Assuming a heating power of 800 J m1, a needle spacing of 6 mm, and a soil heat capacity of 1.8 MJ m3 K1, the theoretically predicted temperature rise is 1.446°C. Given the temperature measurement resolution, the reported temperature rise could be 1.454°C, in which case the heat capacity would be reported as 1.79 MJ m3 K1, an error of 0.01 MJ m3 K1. If the reported average heat capacity for the 0- to 6-cm layer fluctuated by 0.01 MJ m3 K1 during a 1-h time step in which no real change in heat capacity occurred, then the heat storage estimate would be in error by 3 W m2 at a soil temperature of 20°C and 5 W m2 at 30°C. For these sensors, the measured absolute change in the average heat capacity between time steps was <0.01 MJ m3 K1 87% of the time, so the uncertainty in storage arising from uncertainty in
C/
t was typically <5 W m2. This uncertainty is small relative to the errors in heat storage caused by neglecting
C/
t, which can occasionally exceed 200 W m2.
The second caution regards the reference temperature in Eq. [5]. When heat capacity is changing with time, the heat storage value depends on the chosen reference temperature. Changes in soil heat capacity usually indicate water entering or leaving the surface soil. That mass of water carries heat with it. The quantity of heat in a given mass of water can only be specified in relation to some reference temperature. A complete energy balance would contain terms accounting for convective heat transfer by water fluxes to and from the surface (e.g., precipitation). The reference temperature dependence of these terms would balance the reference temperature dependence of heat storage in Eq. [5].
| CONCLUSION |
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On the second issue, we found that soil sampling, the ThetaProbe, and the heat pulse sensors all generally provided similar heat capacity values. Observed overestimates by the ThetaProbe in a clay soil could probably be eliminated by a soil-specific calibration. Soil sampling has inherent limitations in representing the temporal variability of heat capacity, so it does not readily facilitate the use of Eq. [5], which produces the most accurate heat storage data. Only the heat pulse sensors directly measure heat capacity, and they can also be used to monitor soil temperature. These features, along with their small size, make heat pulse sensors particularly well suited for measuring heat storage near the soil surface.
On the final question of calculating soil heat storage, we compared three different approaches: two from the literature and one new. The first and most common approach permits heat capacity to vary in time, but assumes that the time derivative of heat capacity is negligible. This approach led to occasional large underestimates of heat storage during infiltration events, with the largest such error being 284 W m2. It also gave rise to small but persistent errors during soil drying. The second and simplest approach assumes a constant value for heat capacity. This approach suffered from the same errors as the first, but the second is much easier to implement. The third approach, introduced here, includes temporal variations in heat capacity and also includes the time derivative of heat capacity. This approach requires frequent heat capacity measurements but gives the most accurate soil heat storage data. This is especially true when soil water content is changing rapidly.
| APPENDIX |
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![]() | [A1] |
where G is the heat flux,
is thermal diffusivity, and AT,
, and
are the amplitude, angular frequency, and phase angle of the surface temperature wave (Horton and Wierenga, 1983). The amplitude of the heat flux wave (A) is then
![]() | [A2] |
And the ratio of A at depth zr (Ar) to A at the soil surface (A0) is
![]() | [A3] |
To identify the time shift in heat flux with depth we take the partial derivative of Eq. [A1] with respect to time and find
![]() | [A4] |
Setting Eq. [A4] equal to 0 and solving for t, we can identify the times of the maximum and minimum values of heat flux at any depth. The time (t0) of the maximum heat flux is
![]() | [A5] |
And the time lag between maximum heat flux at depth zr and maximum heat flux at the surface is
![]() | [A6] |
| ACKNOWLEDGMENTS |
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| NOTES |
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| REFERENCES |
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